Advisory Board Member Profile 2018
Michael Sawey
|
|
Oppenheimer & Co. Inc.
Director - Equities Regulatory Analyst 
Areas of Expertise
Big Data Strategy, Implementation Issues with Big Data
|
After working my entire career in finance, I am pleased to bring my expertise in regulatory supervision and compliance to the Rutgers University Center for Innovation Education. After graduating Seton Hall University in 2014 I've worked to attain several FINRA licenses including the Series 7 (Registered Representative) and Series 24 (Registered Principal). With a desire to further my breadth of knowledge and advance my career there are several examinations I have on the horizon, including the Series 4 (Options Principal) and Series 57 (Securities Trader).
Currently, I work on the Equity Capital Markets trade floor at Oppenheimer & Co. in the Financial District of New York City. I continue to use my experience to help supervise and analyze our trade floor. This helps maintain regulatory and legal compliance with industry standards in a growing and ever-changing environment. While serving on this advisory board I aim to bring my knowledge and experience to help further the goal of providing a comprehensive and modern curriculum.
|
